Documents & incidents
GPSR Risk Assessment: How to Do the Internal Risk Analysis (Steps, Risk Matrix, Example Worksheet)
Short answer
GPSR Article 9(2) requires manufacturers to carry out an internal risk analysis before placing a product on the EU market and to record it in the technical documentation. In practice: list every hazard using Article 6, write an injury scenario for each, rate severity and probability, and record how you eliminate or reduce the risk (standards, tests, design, warnings). For the rating you can borrow the method authorities use in Safety Gate, set out in Annex II of Delegated Regulation (EU) 2024/3173.
Key points
- The manufacturer owns the internal risk analysis; the GPSR does not require a third party to do it. If you sell under your own brand, you are the manufacturer (Article 13(1)).
- Cover at least the Article 6 aspects: product characteristics, interaction with other products, labelling and warnings, users, misleading appearance, cybersecurity and learning functions.
- Record every identified risk, whatever its level, in proportion to the product's complexity (Commission guidelines C/2025/6233).
- The authorities' method: four severity levels, probabilities of each scenario step multiplied, then a grid giving serious, high, medium or low risk.
- Conformity with European standards referenced in the Official Journal creates a presumption of safety only for the risks those standards cover (Article 7).
- CE-marked products fall outside Article 9, but their own laws also require a risk assessment, e.g. the safety assessment in Article 18 of the Toy Safety Directive.
The legal requirement: Article 9(2) internal risk analysis
Under GPSR Article 9(2), manufacturers must, before placing their products on the market, carry out an internal risk analysis and draw up technical documentation. Where relevant to the product's possible risks, that documentation includes an analysis of the risks and the solutions adopted to eliminate or mitigate them, including the outcome of any tests.
The Commission's GPSR business guidelines (C/2025/6233) add several points:
- the internal risk analysis means a proper risk assessment of the product, so that it is safe by design;
- the file should highlight all identified risks, irrespective of their level;
- the amount of detail should be proportionate to the product's complexity and risks: a cotton towel needs far less than a rechargeable hand warmer;
- manufacturers should take due account of the precautionary principle.
Who does it? Anyone placing a product on the market under their own name or trademark is the manufacturer (Article 13(1)). If a factory makes it and you brand it, the analysis is your obligation; you can use the factory's data, but you must review and sign the conclusions. Importers must check before placing a product on the market that the manufacturer has complied with Article 9(2) (Article 11(1)).
Scope: under Article 2(1)(b), Chapter III Section 1 (Articles 9–18) does not apply to products subject to Union harmonisation legislation. CE products follow their own rules: the Toy Safety Directive 2009/48/EC (Article 18) requires an analysis of chemical, physical, mechanical, electrical, flammability, hygiene and radioactivity hazards, and Annex III of the Low Voltage Directive 2014/35/EU requires the technical file to include “an adequate analysis and assessment of the risk(s)”. How the finished analysis fits into the whole file is covered in our GPSR technical documentation guide; this guide focuses on the analysis itself.
Article 6: the eight aspects you must consider
Article 6(1) lists the aspects that must “in particular” be taken into account when assessing whether a product is safe. Turned into questions, they form the backbone of your analysis:
| Article 6(1) | Question to answer |
|---|---|
| (a) Characteristics | Could the design, technical features, composition, packaging, or assembly, installation, use and maintenance instructions cause harm? Sharp edges, pinch points, tipping, overheating, small parts, chemicals? |
| (b) Effect on other products | Where use with other products (including interconnection) is foreseeable, could yours make them unsafe? |
| (c) Effect of other products on yours | Could accessories, chargers or software updates make your product unsafe? The guidelines give the example of an update that overworks a processor and causes overheating. |
| (d) Presentation and labelling | Are age labelling, warnings and instructions for safe use and disposal adequate and visible? |
| (e) Users | Might children, older people or persons with disabilities use it? Do gender differences, such as body size, matter? |
| (f) Misleading appearance | (i) Does it look like food and might it be put in the mouth? (ii) Is it not meant for children but likely to appeal to them? |
| (g) Cybersecurity | For connected products, could malicious interference or loss of connection create a safety problem? |
| (h) Evolving, learning, predictive functions | If behaviour changes over time, does it stay safe? |
Article 6(2) adds that the possibility of a higher safety level, or the availability of less risky products, is not in itself a reason to consider a product dangerous. The question is whether the product is safe, not whether it is the safest possible.
Articles 7 and 8: how standards help
Article 7(1) gives two presumptions of safety: (a) conformity with European standards whose references are published in the Official Journal, for the risks and risk categories they cover; or (b) where no such standard exists, conformity with the health and safety requirements of the member state of sale, if compatible with EU law. Implementing Decision (EU) 2026/901, published on 27 April 2026, lists the European standards currently supporting the GPSR, mostly for cots and childcare articles, cords on children's clothing, bicycles, fitness equipment, lighters and internal blinds.
What this means for your analysis:
- if a listed standard applies, the risks it covers can be recorded as “designed and tested to EN xxx, presumption of conformity”, with the report attached;
- risks the standard does not cover still need their own analysis, and Article 7(3) lets authorities act anyway if there is evidence the product is dangerous;
- most consumer products have no listed standard. You then consider the Article 8 elements: other European standards, international standards, voluntary certification, Commission recommendations or guidelines, state of the art, sector codes of practice and reasonable consumer expectations. These inform the assessment but create no presumption.
For what to test and how to read a report, see GPSR testing, European standards and presumption of conformity.
Borrowing the Safety Gate method: severity, probability, risk level
Annex II of Delegated Regulation (EU) 2024/3173 sets the criteria member states use to assess the level of risk for Safety Gate notifications, continuing the former RAPEX risk assessment guidelines (Implementing Decision (EU) 2019/417). It is written for authorities, but using it for your own check puts your analysis in the language they use. The core rules:
- Harm scenario: one per hazard, with at least three steps: the product has a defect or can lead to a dangerous situation during its foreseeable lifetime; this leads to an accident or adverse effect; the accident causes harm. You may split it into more steps, up to five, showing the shortest path to harm. Start with the intended user using the product in a foreseeable way.
- Severity on four levels (point 3.3.3, summarised):
| Level | Meaning (summary) |
|---|---|
| 4 Life-threatening | Could be fatal; affects reproduction or offspring; severe loss of limbs or function, more than about 10% disability |
| 3 Severe | Normally needs hospitalisation; function affected for more than 6 months or permanently |
| 2 Moderate | Hospital visit may be needed but usually no admission; function affected for up to 6 months, recovery more or less complete |
| 1 Minor | After basic first aid, no substantial loss of function or excessive pain; usually fully reversible |
- Probability: give each step a probability and multiply them (e.g. 1/10 × 1/2 × 1/100 = 1/2,000).
- Read the grid (point 3.6.2; S serious, H high, M medium, L low):
| Overall probability | Severity 1 | 2 | 3 | 4 |
|---|---|---|---|---|
| > 50% | H | S | S | S |
| > 1/10 | M | S | S | S |
| > 1/100 | M | S | S | S |
| > 1/1,000 | L | H | S | S |
| > 1/10,000 | L | M | H | S |
| > 1/100,000 | L | L | M | H |
| > 1/1,000,000 | L | L | L | M |
| < 1/1,000,000 | L | L | L | L |
With several scenarios, rate each one and take the highest (point 3.7). Point 4.1 also lists cases presumed to be a serious risk without an individual assessment, including: the operator itself says the product poses a serious risk; the product has been voluntarily recalled or withdrawn; it contains a chemical banned by Union harmonisation legislation or above its limit; and well-documented cases such as small parts detaching from toys or childcare products for under-36-month-olds, highly flammable children's costumes or nightwear, childcare articles posing a drowning risk, drawstrings at the head, neck or upper chest of young children's garments, and electrical products with defective components that can cause shock or fire. If your product falls into one of these, no probability estimate will make it “low risk”.
Six steps to a finished risk analysis
- Define the product and users: model, materials, intended use, foreseeable misuse, expected lifetime, countries of sale, target users and any vulnerable people likely to come into contact with it.
- List hazards against the eight Article 6 aspects, then look up Safety Gate alerts for similar products to see what authorities typically find (see how to search Safety Gate alerts).
- Write harm scenarios: one per hazard, saying who gets hurt, how and when.
- Rate: severity, probability of each step, multiply, read the grid. Note the basis for each probability (test data, complaints, engineering judgement); without data, be conservative.
- Control: eliminate hazards by design first, then add guards, and only then rely on warnings and instructions. Where you use a standard, give its number, edition and clauses and attach the report. Re-rate to find the residual risk.
- Conclude and sign: whether the product can be placed on the market, date, version and owner. Re-assess when materials, factory or design change, or when complaints or accident reports come in (the Article 9(12) register).
If the analysis shows a product already sold is dangerous, Article 9(8) requires immediate corrective action, informing consumers and notifying authorities through the Safety Business Gateway; see accidents, recalls and Safety Gate.
Example worksheet: children's hooded sweatshirt (fictional)
The product, model and figures below are fictional. Probabilities are illustrative values to show the arithmetic, not statistics, and the table is not a complete assessment. Product: a children's cotton hoodie from a fictional brand, model HK-01, sizes 2–6 years, with decorative buttons and a metal zip.
| Hazard | Scenario (steps × illustrative probability) | Severity | Before controls | Controls and evidence | After controls |
|---|---|---|---|---|---|
| Hood drawstring | Cord catches on a slide or car door → neck entrapment → asphyxia | 4 | Presumed serious (Annex II point 4.1(e)(v)) | No cords at hood or neck; designed and tested to EN 14682:2014 (listed in Annex I of Decision (EU) 2026/901); report attached | Hazard removed; presumption for the risks covered |
| Decorative button detaches | Button comes off 1/10 × toddler puts it in mouth 1/2 × airway blocked 1/100 = 1/2,000 | 4 | S | Reinforced stitching and pull test; if detachment falls to 1/1,000, overall 1/200,000 | M → further step: no decorative buttons on small sizes |
| Burr on zip puller | Burr scratches skin while dressing, about 1/500 overall | 1 | L | Incoming inspection of zips; pre-shipment sampling | L |
| Restricted chemicals | Dye or print contains a substance restricted under REACH → prolonged skin contact | Depends on substance | Above limit: presumed serious (point 4.1(d)) | Supplier declaration plus chemical test report on the finished garment | Record per test result |
How to read it: in row two, 1/2,000 falls in the “> 1/10,000” row and severity 4 gives S; after reinforcement, 1/200,000 falls in the “> 1/1,000,000” row and gives M, so further reduction is still needed. The last column should state the conclusion and the evidence reference, and the worksheet goes into the technical file with a signed cover page.
Risk analysis checklist
- Check whether the product is under CE legislation and decide whether GPSR Article 9 or the sector law governs the assessment.
- Describe the model, materials, intended use, foreseeable misuse and likely users.
- List hazards against the eight Article 6 aspects and check Safety Gate alerts for similar products.
- Write one harm scenario per hazard, rate severity and step probabilities, and read the grid.
- Check Decision (EU) 2026/901 for an applicable standard; note the clauses applied and attach the report.
- Record controls in the order design, guarding, warnings, and re-rate the residual risk.
- Sign, date and version the analysis, file it in the technical documentation and send a copy to your EU Responsible Person.
- Set re-assessment triggers: new materials, factory or design, complaints or accidents.
Common mistakes
Treating a test report as the risk analysis
A report shows that a sample passed the tests in one standard. It does not deal with risks outside that standard. Article 9(2) asks for an analysis covering every hazard; reports are one type of evidence within it.
Recording only high or solved risks
The Commission guidelines say the file should highlight all identified risks, whatever their level. Give low risks a line too, with the reason and evidence. A risk missing from the file looks like a risk you never assessed.
Choosing optimistic probabilities to reach “low”
Every probability needs a basis. The cases in Annex II point 4.1, such as drawstrings on young children's clothing, small parts in childcare products or defective electrical components, are presumed serious whatever the arithmetic says. The Commission guidelines also note that a risk assessment you submit through the Safety Business Gateway is only indicative; the authority can reach a different level.
Frequently asked questions
Does a GPSR risk assessment have to be done by a third party?
No. Article 9(2) requires the manufacturer's own internal risk analysis. You can get help from a consultant or laboratory, but the responsibility and the conclusions are yours. Third-party test reports are usually the strongest evidence in the analysis.
Do CE-marked products also need a GPSR risk analysis?
Products under Union harmonisation legislation are outside GPSR Articles 9–18 and are assessed under their own law, for example LVD Annex III or Article 18 of the Toy Safety Directive. The GPSR still applies to risks or aspects those laws do not cover (Article 2(1)).
Is there a required format or language?
No format is prescribed. The Commission guidelines offer a non-compulsory template whose risk section lists each risk with its measures. No language is fixed either, but you must be able to supply it in a language the requesting authority understands, so an English master version is practical.
Is one risk assessment enough?
No. Article 9(3) requires the technical documentation to be kept up to date. Re-assess and issue a new version when materials, suppliers or design change, when safety complaints or accident reports arrive, or when the applicable standard is revised.
Can I simply use the Safety Gate risk matrix?
You can borrow it, but it is the method authorities use to grade risk (Annex II of Delegated Regulation (EU) 2024/3173), not a compliance certificate for sellers. It makes your analysis structured and close to how an authority will look at the product.
Official sources
- Regulation (EU) 2023/988 on general product safety (EUR-Lex)
- Commission Delegated Regulation (EU) 2024/3173 – Safety Gate rules and criteria for assessing the level of risk, Annex II (EUR-Lex)
- Commission Notice C/2025/6233 – Guidelines on the application of the EU general product safety legislative framework by businesses
- Commission Implementing Decision (EU) 2026/901 – European standards published in support of Regulation (EU) 2023/988 (EUR-Lex)
- Commission Implementing Decision (EU) 2019/417 – former RAPEX guidelines incl. risk assessment guidelines (EUR-Lex)
- Safety Gate portal (European Commission)
This guide explains Regulation (EU) 2023/988 in plain language. It is general information, not legal advice. Requirements can depend on your product, other EU laws and the member state — check the official text and, for your own case, a qualified adviser.