Documents & incidents
GPSR Technical Documentation and Internal Risk Analysis: What to Include and How Long to Keep It
Short answer
GPSR Article 9(2) requires manufacturers to carry out an internal risk analysis and draw up technical documentation before placing a product on the EU market. At minimum it holds a general description and the product's essential safety characteristics; where risks call for it, it also records the risks and how they were addressed (including test results) and the European standards or other references applied. It must be kept up to date, kept for 10 years after the product is placed on the market and provided to authorities on request (Article 9(3)).
Key points
- If you sell under your own brand, you are the manufacturer and the file is your obligation (GPSR Article 13(1)).
- Documentation is per product model; variants that differ in safety-relevant ways need their own file.
- Conformity with European standards whose references are published in the Official Journal gives a presumption of safety (Article 7), but only for the risks they cover.
- Keep the file for 10 years after placing on the market; importers keep a copy for 10 years too (Article 11(6)).
- CE-marked products follow their own sector law for technical files; GPSR Article 9 does not apply to them.
What the regulation says: Article 9(2) and 9(3)
Before placing a product on the market, manufacturers “shall carry out an internal risk analysis and draw up technical documentation” containing at least a general description of the product and its essential characteristics relevant for assessing its safety (GPSR Article 9(2)). Where appropriate given the possible risks, the file must also contain, as applicable:
- (a) an analysis of the possible risks and the solutions adopted to eliminate or mitigate them, including the outcome of any test reports by the manufacturer or a party acting on its behalf; and
- (b) the list of relevant European standards applied under Article 7(1)(a), or the other elements used under Article 7(1)(b) (national requirements) or Article 8.
Where a standard or requirement has only been partly applied, you must identify which parts. Article 9(3) adds that the documentation must be kept up to date, kept at the disposal of market surveillance authorities for 10 years after the product is placed on the market, and provided on request.
Who is responsible?
- Manufacturer: draws it up and keeps it. Under Article 13(1), anyone who places a product on the market under their own name or trademark is treated as the manufacturer. If a factory makes the product and you sell it under your brand, the file is your responsibility, not just the factory's.
- Importer: checks before placing on the market that the manufacturer has drawn it up and keeps a copy for 10 years (Article 11(1) and (6)).
- EU Responsible Person: verifies the file exists and can be provided, and regularly checks the product against it (Article 16(2)).
Scope note: GPSR Article 2(1) disapplies Chapter III Section 1 (which includes Article 9) for products subject to Union harmonisation legislation. For toys, electrical and radio equipment and other CE products, the technical file follows the sector law instead. See GPSR vs CE marking.
Standards and test reports: Article 7 presumption and Article 8 elements
The strongest part of most files is “which standards we used and what the tests showed”. The GPSR gives different references different weight:
| Reference | Article | Effect |
|---|---|---|
| European standards whose references are published in the Official Journal under Article 10(7) of Regulation (EU) No 1025/2012 | 7(1)(a) | Presumption of conformity with the general safety requirement, for the risks the standard covers |
| Where no such standard exists: national health and safety requirements of the member state of sale, if compatible with EU law | 7(1)(b) | Presumption for the risks those requirements cover |
| Other European standards, international standards (ISO, IEC), international agreements, voluntary certification, Commission recommendations or guidelines, national standards, state of the art, sector codes of practice, reasonable consumer expectations | 8 | Elements to take into account; no automatic presumption |
Two cautions. First, the presumption covers only the risks the standard addresses, and Article 7(3) lets authorities act anyway if there is evidence the product is dangerous; risks outside the standard still belong in your risk analysis. Second, for general consumer products without sector law, the GPSR does not make third-party testing mandatory, but Article 9(2)(a) requires you to record the outcome of tests you did. In practice, a report from a competent laboratory on the exact model you sell is the most direct evidence of safety.
When relying on a report, check that the product name, model and materials match what you sell, that the standard edition is current, and that the report still applies after any change of material or supplier.
A practical risk analysis for small sellers
The Commission's GPSR business guidelines (C/2025/6233) describe the internal risk analysis as a proper risk assessment. The file should record all identified risks, whatever their level, with detail proportionate to the product's complexity and risks. Six steps:
- Describe the product and its users: intended use, foreseeable misuse, lifetime, and whether children, older people or persons with disabilities may use it (Article 6(1)(e)).
- List hazards using Article 6: design and construction (pinching, collapse, sharp edges), composition (chemicals), packaging, instructions and warnings, effects of use with other products, food imitation, appeal to children, and cybersecurity for connected products.
- Write injury scenarios: who gets hurt, how, and how badly.
- Rate severity and probability. You can borrow the authorities' Safety Gate method: Annex II of Delegated Regulation (EU) 2024/3173 grades harm on four severity levels and multiplies the probability of each step in the scenario, continuing the approach of the earlier RAPEX guidelines (Implementing Decision (EU) 2019/417). It is an authority tool; for a seller it is a structured self-check, not a verdict.
- Record controls: design changes, standards applied, test results, warnings and instructions.
- Assess residual risk and sign off with date, version and owner; repeat when the product, materials or supplier change.
Illustration only, for a folding storage stool (the Commission guidelines name furniture as fully covered by the GPSR). This shows the format, not a complete assessment:
| Hazard | Injury scenario | Example control | Evidence |
|---|---|---|---|
| Structural failure or tipping | Stool folds or collapses when an adult sits, causing a fall | Locking mechanism; strength and stability tests to the relevant European furniture standard | Test report (ask the lab to confirm the standard and whether its reference is published in the OJ) |
| Hinge pinch point | Fingers trapped while folding, higher risk for children | Safety gaps at the hinge; folding instructions | Drawings, measurement record |
| Lid falling | Child's head or hand hit by the storage lid | Soft-close or lid stay; warning | Sample test record, label artwork |
| Restricted chemicals in coating or fabric | Prolonged skin contact | Supplier declaration of compliance with REACH restrictions, plus spot testing | Declaration, chemical test report |
| Used as a step | Fall while standing on it | Warning such as “Do not stand on” | Warning text in each language |
What goes in the file: the Commission's model template
The Commission's GPSR business guidelines (guidance that interprets the regulation, not the law itself) include a non-compulsory model template in three parts:
- Product identification: brand, product name, model, batch or serial number or other identifier, product description, product picture, packaging description, packaging picture.
- Characteristics and composition: characteristics, material, composition.
- Risk analysis and risk mitigation measures: each potential risk described separately, with the measures taken to mitigate or eliminate it, or the presumption of conformity relied on (for example the EU standard used).
Beyond the template, keep these safety-related items in the same product folder so your representative and an authority can get everything at once:
- the standards list, with clauses identified where only partly applied;
- test reports, mapped to models;
- labels, packaging, instructions and warnings in each target language, plus photos showing the identification number and manufacturer details required by Article 9(5) and (6) (see GPSR label requirements);
- procedures that keep series production consistent, such as incoming and pre-shipment inspection (Article 9(4));
- supply chain records: who supplied you, and whom you supplied (Article 15(3));
- the register of complaints, recalls and corrective measures (Article 9(12)), and a copy of your representative's mandate.
The guidelines confirm the documentation may be electronic and may consist of several documents. They also say it is prepared per product model; units with different features that may affect safety (colour, composition, functions) are separate products needing their own documentation.
Retention periods at a glance
| Record | Who keeps it | Period | Basis |
|---|---|---|---|
| Technical documentation | Manufacturer | 10 years after placing on the market | GPSR Art. 9(3) |
| Copy of technical documentation | Importer | 10 years after it placed the product on the market | Art. 11(6) |
| Risk description, related complaints and known accidents, corrective measures | Every economic operator | 10 years after being supplied or supplying | Art. 15(2) and (4) |
| Traceability: suppliers and customers | Every economic operator | 6 years after being supplied or supplying | Art. 15(3) and (5) |
| Personal data in the complaints register | Manufacturer, importer | Only as long as needed for the investigation, at most 5 years | Art. 9(13), 11(11) |
| Cosmetics product information file (for comparison) | Cosmetics Responsible Person | 10 years after the last batch is placed on the market | Reg. (EC) No 1223/2009 Art. 11 |
The 10-year clock runs from when each product is placed on the market, so for a model you keep selling the file must survive until 10 years after the last unit. The simplest rule: keep files for live models indefinitely and for at least 10 years after a model is discontinued.
Sample folder structure for fast retrieval
When an authority writes, your representative must answer within the authority's deadline or a reasonable period. Good organisation often matters as much as the documents themselves. Use one folder per model:
| Folder | Contents | Main user |
|---|---|---|
| 00_Summary | One-page summary: model, brand, manufacturer, representative, applicable laws, standards, report numbers, version date | Representative's first reply to an authority |
| 01_Identification | Product and packaging photos, model and batch logic, ASIN/SKU map | Representative, marketplace |
| 02_Description | Drawings, bill of materials, composition, supplier declarations | Authority, lab |
| 03_Risk_analysis | Signed, dated, versioned risk analysis | Authority |
| 04_Standards_tests | Standards list, test reports | Authority, representative |
| 05_Labels_instructions | Label and packaging artwork, instructions and warnings per language, photos of the actual product | Representative's regular checks, marketplace |
| 06_Production_control | Incoming and pre-shipment inspection procedures, inspection reports | Authority |
| 07_Supply_chain | Factory and component suppliers, EU buyers or warehouses | Authority (traceability) |
| 08_Complaints_corrective | Complaints register, accident and recall records | Representative, authority |
| 09_Representative | Mandate copy, records of the representative's checks | Representative |
Practical tips:
- Language: the GPSR does not fix a language for the file, but documents must be supplied in a language the requesting authority understands (Article 10(2)(a)). An English master version is a sensible default; keep originals too.
- Naming and versions: include model, document type and date, e.g.
ST-01_risk-analysis_v2_2026-10.pdf; archive old versions rather than overwriting. - Sharing: give your representative a read-only cloud folder, or hand over at signing and agree an update routine.
- Triggers: update the risk analysis and summary when materials, factory or design change, or when you receive a safety complaint.
Once the file is ready, use the checklist in how to choose an EU Responsible Person to hand it over, or take the 3-step compliance check.
Technical documentation action list
- List every model you sell and confirm which ones you place on the market under your own brand.
- Decide for each model whether GPSR Article 9 or a CE sector law sets the technical file rules.
- Run a risk analysis against Article 6, with injury scenarios and controls.
- List the standards applied, check whether their references are published in the Official Journal, and mark partial use.
- Check that test reports match the exact model and materials on sale.
- Build one folder per model using the template, with a one-page summary.
- Share the file with your EU Responsible Person and agree how updates are delivered.
- Set retention: for as long as the model is sold plus at least 10 years.
Common mistakes
A test report but no risk analysis
A test report is evidence, not the analysis. Article 9(2) requires an internal risk analysis first, and the file must describe the product, its safety-relevant characteristics, each risk and how it is addressed, including risks the standard does not cover (such as using a stool as a step).
Reports that do not match the product on sale
If the model, materials or supplier on the report differ from what you sell, an authority is unlikely to accept it. After any change of material, factory or design, check whether the report still applies and update the risk analysis.
Leaving the whole file with the factory
Selling under your own brand makes you the manufacturer (Article 13(1)), so you must be able to supply the file on request and keep it for 10 years (Article 9(3)). If the factory stops cooperating or closes, you and your representative still need a complete copy.
Frequently asked questions
Do I have to submit GPSR technical documentation to anyone?
Not proactively to a government body. The manufacturer keeps it and provides it on request (Article 9(3)). Your EU Responsible Person must verify it exists and can be supplied, and marketplaces may ask you to upload parts of it.
I sell a factory-made product under my brand. Is the factory responsible for the file?
No. If you place the product on the market under your name or trademark, you are treated as the manufacturer (GPSR Article 13(1)) and the obligation is yours. Get the input from the factory, but hold a complete file yourself so you can give it to your representative or an authority at any time.
Does the GPSR require third-party lab testing?
Not for general consumer products without sector-specific law. You must, however, show through your risk analysis that the product is safe, and record the outcome of any tests performed (Article 9(2)(a)). Lab reports are usually the strongest evidence.
How long must I keep the technical documentation?
For 10 years after the product is placed on the market (Article 9(3)). For a model you keep selling, that runs from the last unit placed on the market, so keep it while the model is on sale and at least 10 years after.
Do colour variants need separate files?
The Commission guidelines say documentation is per model, but variants whose colour, composition or functions may affect safety (for example different dyes) count as separate products needing their own documentation.
Official sources
- Regulation (EU) 2023/988 on general product safety (EUR-Lex)
- Commission Notice C/2025/6233 – Guidelines on the application of the EU general product safety legislative framework by businesses
- Regulation (EU) 2019/1020 on market surveillance and compliance of products (EUR-Lex)
- Commission Delegated Regulation (EU) 2024/3173 – Safety Gate rules incl. risk assessment criteria (EUR-Lex)
- Commission Implementing Decision (EU) 2019/417 – RAPEX guidelines incl. risk assessment guidelines (EUR-Lex)
- Regulation (EU) No 1025/2012 on European standardisation (EUR-Lex)
- Regulation (EC) No 1223/2009 on cosmetic products (EUR-Lex)
This guide explains Regulation (EU) 2023/988 in plain language. It is general information, not legal advice. Requirements can depend on your product, other EU laws and the member state — check the official text and, for your own case, a qualified adviser.